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Capital Markets


Raise capital with confidence and trust.
Our clients benefit from our team’s depth of experience. We help companies succeed throughout their life cycle, supporting many from their IPO and extending beyond their capital markets transactional needs.
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Overview

We have experience in a wide range of industries in a multitude of regions. We’ll raise strategies that you might not have considered, creating better options to complete transactions on time and on budget.

We manage both equity and debt transactions. Our expertise includes IPOs, private placements and PIPEs, senior, high yield and convertible debt, retail structured products and hybrid products, rights offerings, capital pool companies (CPCs), investment funds and capital reorganizations.

 

While we work with large corporations issuing securities and investment banks underwriting deals, we also represent small and mid-cap companies and institutional investors. Our clients include many of the companies listed on the TSX, TSX-V, NEO, NYSE, LSE, JSE and AIM.

 

The mining, energy, life-science, communications and technology expertise at Fasken is recognized as among the best in Canada and South Africa.

 

We are also Canada’s market leader in Capital Markets thought leadership, providing comprehensive and timely insights across corporate finance, securities, IPOs, private placements and PIPEs – among other key developments in this ever-evolving sector.  This includes our guide to IPOs and Going Public in Canada as well as our annual PIPE Deal Point Study. For all of Fasken’s Capital Markets insights and related thought leadership, please subscribe and visit our Capital Markets and M&A Knowledge Centre.

 

Raise capital with confidence, trust and efficiency.

Achievements

Team

Primary Contacts
  • Sarah Gingrich, Partner | CO-LEADER, CAPITAL MARKETS AND MERGERS & ACQUISITIONS (CM AND M&A), Calgary, AB, +1 587 233 4103, sgingrich@fasken.com
  • Sean S. Stevens, Partner | Co-Leader, Capital Markets and Mergers & Acquisitions (CM and M&A), Toronto, ON, +1 416 868 3352, sstevens@fasken.com
  • Gesta A. Abols, Partner | Co-Leader, cross border and international practice, Toronto, ON, +1 416 943 8978, gabols@fasken.com
  • Jean-Pierre Chamberland, Partner | Capital Markets, Montréal, QC, +1 514 397 5186, jchamberland@fasken.com
  • Samuel Li, Partner | Mergers & Acquisitions, Vancouver, BC, +1 604 631 4890, sli@fasken.com
  • Caitlin Rose, Partner | Co-Leader, Private Equity, Montréal, QC, +1 514 397 5277, crose@fasken.com
  • John M. Sabetti, Partner | Mergers & Acquisitions, Toronto, ON, +1 416 865 4455, jsabetti@fasken.com
  • Michael Teubes, Partner | Mergers & Acquisitions, Johannesburg, +27 11 586 6072, mteubes@fasken.com
  • Kareen A. Zimmer, Partner | Mergers & Acquisitions, Financial Services Regulatory, Vancouver, BC, +1 604 631 4775, kzimmer@fasken.com

Client Work

  • Beacon Securities Limited leads C$25.3 million bought deal public offering of Zedcor Inc., [Deal - Beacon Securities Limited], Independent global investment bank leads syndicate of underwriters in bought deal public offering of a technology-enabled physical security services company.
  • TD Securities Inc. leads a C$1 billion public offering of medium term notes (NVCC) by The Toronto-Dominion Bank, [Deal - TD Securities Inc.], Leading North American bank completes public offering of subordinated notes.
  • Issuance of C$1.25 billion of 4.264% Non-Viability Contingent Capital (NVCC) Notes (Surborbinated Indebtedness) by Fédération des Caisses Desjardins du Québec, [Deal - Desjardins Securities Inc.], Issuance of C$1.25 billion of 4.264% Non-Viability Contingent Capital (NVCC) Notes (Surborbinated Indebtedness) by Fédération des Caisses Desjardins du Québec.
  • Moment Energy secures US$15 million Series A funding to build world’s first second-life gigafactory in the US, [Deal - Moment Energy Inc.], Series A brings Moment Energy’s financing in the last three months alone to over US$40 million
  • Komainu Holdings Limited raises US$75 million in Series B Fundraising, [Deal - Komainu Holdings Limited], Series B Fundraising in the digital assets services industry.
  • TD Securities Inc. leads a C$750 million NVCC Additional Tier 1 Limited Recourse Capital Notes Series 5 offering by the Toronto-Dominion Bank, [Deal - TD Securities Inc.], Leading North American investment bank leads public offering of capital notes and concurrent issuance of preferred shares.
  • Beacon Securities Limited leads brokered private placement offering of Maple Gold Mines Ltd., [Deal - Beacon Securities Limited], Independent global investment bank leads syndicate of agents in private placement offering and concurrent best-efforts private placement of non-flow-through units and flow-through common shares of Maple Gold Mines Ltd., a mining exploration company.
  • Delta Resources Limited announces closing of its C$5 million non-brokered private placement offering of charity flow-through units, [Deal - Delta Resources Limited], Canadian mining exploration company completes a non-brokered private placement of charity flow-through units.
  • Discovery 2024 Short Duration LP initial public offering raises C$22.2 million, [Deal - RBC Dominion Securities Inc.], Initial public offering featuring an actively managed, diversified portfolio, primarily consisting of equity securities of Canadian gold mining companies.

Knowledge

Events

News

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