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CRM II & Other Developments

Securities Regulatory Compliance Group Seminar (Fasken Martineau Institute)
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Overview

Fasken Martineau's Securities Regulatory Compliance Group and the Portfolio Management Association of Canada invite you to a Regulatory Update seminar.

Garth Foster and Pierre-Yves Châtillon of Fasken Martineau, Gérard Chagnon of the Autorité des marchés financiers, Chris Jepson of the Ontario Securities Commission, Kate Lioubar of the British Columbia Securities Commission, and PMAC panelists will discuss the Client Relationship Model II and other pending regulatory issues.

All seminars will take place at the respective Fasken Martineau offices.

Agenda

  • Québec City and Montréal:
    11:45 am - 12:15 pm (EST)   Registration and Lunch
    12:15 pm - 1:45 pm (EST)     Presentation (live in Montréal; by video in Québec City)
    1:45 pm - 2:00 pm (EST)       Regional Q&A with the AMF

  • Ottawa and Toronto:
    11:45 am - 12:15 pm (EST)   Registration and Lunch
    12:15 pm - 1:45 pm (EST)     Presentation (live in Toronto; by video in Ottawa)
    1:45 pm - 2:00 pm (EST)       Regional Q&A with the OSC

  • Calgary:
    9:45 am - 10:15 am (MST)     Registration and Breakfast
    10:15 am - 11:45 am (MST)   Presentation (by video)

  • Vancouver:
    8:45 am - 9:15 am (PST)        Registration and Breakfast
    9:15 am - 10:45 am (PST)      Presentation (live)
    10:45 am - 11:00 am (PST)    Regional Q&A with the BCSC

Note: This 1.5 hour seminar may be applied towards Continuing Professional Development for lawyers in Ontario, Québec and British Columbia. Please note that this seminar is not accredited Professionalism Hours and cannot be counted for New Members or for Professionalism Hours for Ongoing Members (Ontario).

Cost

This program is free of charge.

RSVP

The event has passed - Registration is closed.

For more information

Nick Fan
+1 416 868 3511
+1 866 268 8424 ext. 3511
events@fasken.com

 

Speaker

  • Garth J. Foster, Partner | Mergers & Acquisitions, Toronto, ON, +1 416 868 3422, gfoster@fasken.com