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Settlement Mechanics in Canadian Financing Transactions: A Cheat Sheet

Fasken
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Overview

Capital Markets and Mergers & Acquisitions Bulletin

In closing a financing transaction, “settlement” refers to the delivery of securities to the purchaser (or the underwriters/agents) in exchange for payment to the issuer. 

While a basic and critical step, settlement mechanics can often be complicated. 

To assist and help ensure the smooth settlement of Canadian financing transactions, we have prepared a concise but comprehensive cheat sheet.

DOWNLOAD YOUR COPY (PDF, 562 KB)

 

For more of Fasken’s capital markets insights, visit our Capital Markets and M&A Knowledge Centre.  

Contact the Authors

For more information or to discuss a particular matter please contact us.

Contact the Authors

Authors

  • Allison Marks, Partner, Toronto, ON, +1 416 868 7525, amarks@fasken.com
  • Nazish Mirza, Associate, Toronto, ON, +1 416 865 4553, nmirza@fasken.com
  • Chelsea Young, Associate, Toronto, ON, +1 416 868 7853, cyoung@fasken.com

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